Rachel Catherine Huf
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rachel Catherine Huf, a licensed Responsible Officer with CE reference BUN644. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2024-07-15 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-07-15 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 4 - Advising on securities | 2024-07-15 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-07-15 | present |