Rachel Catherine Huf
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rachel Catherine Huf, CE reference BUN644. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-15 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-07-15 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 4 — Advising on securities | 2024-07-15 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-07-15 | present |