Chi Hoi Chiu
趙之海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hoi Chiu (趙之海), a licensed Responsible Officer with CE reference ALV072. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 19.4 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2026-07-21 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-12-19 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-23 | 2026-07-21 |
| ABN AMRO Clearing Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2005-03-16 | 2006-03-30 |
| ABN AMRO Financial Products Limited | Rep | Type 1 - Dealing in securities | 2005-03-16 | 2006-03-30 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2005-03-16 | 2006-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Hoi Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.