Jiwon Lee
李知原
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiwon Lee (李知原), CE reference BLH266. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-20 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-01-20 | present |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2017-10-31 | 2019-12-31 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-10-31 | 2019-12-31 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2017-10-31 | 2019-12-31 |
| Natixis Asia Limited | Rep | Type 5 — Advising on futures contracts | 2017-10-31 | 2019-12-31 |