Fong Chun Lam
林方進
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fong Chun Lam (林方進), a licensed Representative with CE reference AYR790. Currently licensed at 2 firm(s): CLSA Limited, CITIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-13 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-13 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-06-13 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-11-02 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-11-02 | 2023-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-11-02 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2018-11-02 | 2023-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2018-11-02 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2018-11-02 | 2023-03-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-23 | 2018-10-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-05 | 2015-10-24 |