Yue Cao
曹越
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Cao (曹越), CE reference BUT582. Currently licensed at 2 firm(s): CLSA Limited, CITIC Securities (Hong Kong) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-30 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-30 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-04-30 | present |