Ronald Wing Chung Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Wing Chung Li (李穎中), a licensed Responsible Officer with CE reference ASU509. Currently licensed at 1 firm(s): Brickfield Partners Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 16.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brickfield Partners Limited 磚田伙伴有限公司 |
RO | Type 4 - Advising on securities | 2025-03-10 | present |
| Brickfield Partners Limited 磚田伙伴有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-03-10 | present |
| Brickfield Partners Limited 磚田伙伴有限公司 |
RO | Type 9 - Asset management | 2019-01-30 | present |
| City Financial Investment Company (Hong Kong) Limited | RO | Type 9 - Asset management | 2014-09-26 | 2018-07-31 |
| Ballingal Investment Advisors Limited |
RO | Type 4 - Advising on securities | 2011-06-20 | 2014-02-28 |
| Ballingal Investment Advisors Limited |
RO | Type 5 - Advising on futures contracts | 2011-06-20 | 2014-02-28 |
| Ballingal Investment Advisors Limited |
RO | Type 9 - Asset management | 2011-06-20 | 2014-02-28 |
| Ballingal Investment Advisors Limited |
Rep | Type 4 - Advising on securities | 2009-05-21 | 2011-06-20 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 - Advising on futures contracts | 2009-05-21 | 2011-06-20 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 - Asset management | 2009-05-21 | 2011-06-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ronald Wing Chung Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.