SoFi Securities (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SoFi Securities (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AXL143. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 12 (total recorded over time: 56). Earliest licence on file: 2011-12-22.
- Category:
-
Sell side · Brokerage
- Registered address:
- 21/F, H Code, 45 Pottinger Street, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2011-12-22 | present |
| Type 4 - Advising on securities | 2015-12-01 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (56)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lan Fong Choi 蔡蘭芳 | RO 1, 4 Rep 1 | 2014-01 | Present |
| Man Kin Fong 方文健 | RO 1, 4 Rep 1 | 2017-12 | Present |
| Chun Hoi Lee 李震海 | RO 1, 4 Rep 1, 4 | 2021-03 | Present |
| Man Yee Lok 駱敏兒 | RO 1, 4 | 2026-04 | Present |
| Ho Yeung Chan 陳浩洋 | Rep 1, 4 | 2026-07 | Present |
| Tsz Hin Cho 曹子軒 | Rep 1, 4 | 2025-02 | Present |
| Shaoyang Fang 方紹揚 | Rep 1, 4 | 2025-07 | Present |
| Xin Gao 高欣 | Rep 1, 4 | 2026-06 | Present |
| Lawerance Lap Wai Ko 高立緯 | Rep 1, 4 | 2021-03 | Present |
| Kenneth Kin Sang Lee 李健生 | Rep 1, 4 | 2018-11 | Present |
| Shing Him Ngan 顏承謙 | Rep 1, 4 | 2018-05 | Present |
| Ming Yan Yeung 楊明欣 | Rep 1, 4 | 2021-04 | Present |
| Tiffany Chung Hei Yau 邱仲希 | Rep 1, 4 | 2018-10 | 2026-06 |
| Kin Sang Cheung 張健生 | Rep 1, 4 | 2021-05 | 2025-05 |
| Chung Ming Ng 吳仲明 | RO 1, 4 | 2011-12 | 2025-05 |
| Siu Chit Lau 劉韶哲 | RO 1, 4 Rep 1, 4 | 2016-07 | 2024-06 |
| Hoi Fu Martin Lau 柳凱富 | Rep 1, 4 | 2021-07 | 2023-05 |
| Ka Chun Kenneth Chan 陳嘉駿 | Rep 1, 4 | 2020-10 | 2023-03 |
| Chun Yin John Lam 林進彥 | Rep 1, 4 | 2022-09 | 2023-03 |
| Chung Kan Chang 鄭忠勤 | RO 1, 4 Rep 1 | 2020-08 | 2022-11 |
| Sung Chun Wong 王崇峻 | Rep 1, 4 | 2020-01 | 2022-11 |
| Chi Hang Li 李志衡 | Rep 1, 4 | 2020-03 | 2022-09 |
| Man Ting To 杜敏婷 | Rep 1, 4 | 2021-03 | 2022-09 |
| Pak Yin Chu 朱柏燃 | Rep 1, 4 | 2021-02 | 2022-04 |
| Tsz Kwan Chow 周芷君 | Rep 1, 4 | 2021-01 | 2022-01 |
| Ka Kin Chan 陳家建 | Rep 1, 4 | 2020-09 | 2021-03 |
| Yuk Wah Chan 陳玉華 | Rep 1, 4 | 2019-01 | 2021-01 |
| Yat Lung Wong 黃溢隆 | Rep 1, 4 | 2020-11 | 2021-01 |
| Hiu Tung Lam 林曉彤 | Rep 1, 4 | 2020-12 | 2021-01 |
| Chi Hung Ng 伍智鴻 | Rep 1, 4 | 2020-10 | 2020-12 |
| Kwun Yin Chan 陳冠賢 | Rep 1, 4 | 2017-03 | 2019-08 |
| Kam Wing Juen 磚錦榮 | Rep 1 | 2018-07 | 2018-12 |
| Yue Dong 董玥 | Rep 1, 4 | 2017-12 | 2018-08 |
| Chun Kit Heung 香俊傑 | RO 1, 4 Rep 1, 4 | 2018-01 | 2018-08 |
| Ching Cheung Li 李正璋 | Rep 1, 4 | 2017-07 | 2017-12 |
| Karim Blasetti | Rep 1, 4 | 2017-08 | 2017-10 |
| Yihang Zhou 周一行 | Rep 1, 4 | 2015-10 | 2017-07 |
| Cheuk Nin Ng 吳焯年 | Rep 1, 4 | 2016-08 | 2017-07 |
| Lok Kin Leung 梁洛乾 | Rep 1, 4 | 2016-02 | 2016-11 |
| Charles Francois Valery D'Haussy 夏多希 | Rep 1, 4 | 2015-08 | 2016-09 |
| Tai Tong Lee 李棣棠 | RO 1 Rep 1, 4 | 2015-02 | 2016-08 |
| Ho Pan Li 李皓斌 | Rep 1, 4 | 2015-08 | 2016-01 |
| Keiko Kato 加藤惠子 | Rep 1 | 2013-05 | 2016-01 |
| Pui Yan Lau 劉沛茵 | Rep 1 | 2014-04 | 2015-09 |
| Beverly Yu Ting Chow 周汝婷 | Rep 1 | 2012-02 | 2015-07 |
| Syn Yee Ooi 黃心怡 | Rep 1 | 2012-08 | 2014-07 |
| Fu Hang Tsang 曾賦衡 | Rep 1 | 2013-07 | 2014-05 |
| Kan Nakamura 中村幹 | RO 1 | 2013-05 | 2014-02 |
| Rie Yoneda 米田吏英 | Rep 1 | 2013-07 | 2013-10 |
| Gregory Tai Kong Ching 程大剛 | RO 1 | 2011-12 | 2013-07 |
| Greenie Cheng 鄭桂瑩 | Rep 1 | 2012-01 | 2013-05 |
| Wai Chi Tsui 徐偉智 | Rep 1 | 2012-01 | 2013-01 |
| Mark Sui-Cheung Hui 許紹昌 | Rep 1 | 2012-03 | 2012-10 |
| Chuen Fai Jeffrey Kung 龔傳輝 | Rep 1 | 2012-06 | 2012-10 |
| Tsun Leung Kwok 郭晉良 | Rep 1 | 2012-03 | 2012-10 |
| Joanna Wai Sze Cheung 張慧施 | Rep 1 | 2012-03 | 2012-09 |
Showing 1–56 of 56
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