Man Yee Lok

駱敏兒
CE No. BAB073 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Yee Lok (駱敏兒), a licensed Responsible Officer with CE reference BAB073. Currently licensed at 1 firm(s): SoFi Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
SoFi Securities (Hong Kong) Limited RO Type 1 — Dealing in securities 2026-04-30 present
SoFi Securities (Hong Kong) Limited RO Type 4 — Advising on securities 2026-04-30 present

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