Sung Chun Wong

王崇峻
CE No. AVD101 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung Chun Wong (王崇峻), CE reference AVD101. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Futures Limited. Total licence records on file: 26.

Licence history

FirmRoleRegulated activityFromTo
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 — Dealing in securities 2023-04-21 present
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2023-04-21 present
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 4 — Advising on securities 2023-04-21 present
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 1 — Dealing in securities 2023-01-10 2023-01-16
SoFi Securities (Hong Kong) Limited Rep Type 4 — Advising on securities 2020-03-13 2022-11-25
SoFi Securities (Hong Kong) Limited Rep Type 1 — Dealing in securities 2020-01-15 2022-11-25
Valuable Capital Limited
華盛資本証券有限公司
Rep Type 1 — Dealing in securities 2019-12-16 2019-12-31
Valuable Capital Limited
華盛資本証券有限公司
Rep Type 2 — Dealing in futures contracts 2019-12-16 2019-12-31
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 2 — Dealing in futures contracts 2018-10-05 2019-10-25
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 9 — Asset management 2018-10-05 2019-10-25
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 1 — Dealing in securities 2018-09-13 2019-10-25
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 — Dealing in securities 2017-10-18 2018-08-24
Soochow Securities International Brokerage Limited
東吳證券國際經紀有限公司
Rep Type 1 — Dealing in securities 2016-03-10 2017-09-25
Soochow Securities International Futures Limited
東吳證券國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2016-03-10 2017-09-25
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
Rep Type 1 — Dealing in securities 2012-03-19 2016-02-29
Bright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
Rep Type 2 — Dealing in futures contracts 2012-03-19 2016-02-29
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 — Dealing in securities 2012-01-06 2012-03-01
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 1 — Dealing in securities 2012-01-06 2012-03-01
Core Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2012-01-06 2012-03-01
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 3 — Leveraged foreign exchange trading 2011-05-26 2011-12-14
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 — Dealing in securities 2011-02-25 2011-12-14
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2011-02-25 2011-12-14
Wing Fung Securities Limited
永豐證券有限公司
Rep Type 1 — Dealing in securities 2010-10-25 2011-01-13
Wing Fung Futures Limited
永豐期貨有限公司
Rep Type 2 — Dealing in futures contracts 2010-10-25 2011-01-13
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
Rep Type 1 — Dealing in securities 2010-05-04 2010-07-15
Bright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
Rep Type 2 — Dealing in futures contracts 2010-05-04 2010-07-15

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