Charles Francois Valery D'Haussy
夏多希
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Francois Valery D'Haussy (夏多希), a licensed former licensee with CE reference BFZ323. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2022-08-18 | 2023-09-01 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2022-08-18 | 2023-09-01 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2022-08-18 | 2023-09-01 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-01-04 | 2016-09-03 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-08-10 | 2016-09-03 |