Joanna Wai Sze Cheung

張慧施
CE No. ATM610 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanna Wai Sze Cheung (張慧施), a licensed former licensee with CE reference ATM610. This person has 1.5 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
SoFi Securities (Hong Kong) Limited Rep Type 1 - Dealing in securities 2012-03-23 2012-09-25
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2009-08-03 2010-07-17

Worked alongside

The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Joanna Wai Sze Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Gregory Tai Kong Ching SoFi Securities (Hong Kong) Limited 2012
Beverly Yu Ting Chow SoFi Securities (Hong Kong) Limited 2012
Greenie Cheng SoFi Securities (Hong Kong) Limited 2012
Mark Sui-Cheung Hui SoFi Securities (Hong Kong) Limited 2012
Tsun Leung Kwok SoFi Securities (Hong Kong) Limited 2012
Wai Chi Tsui SoFi Securities (Hong Kong) Limited 2012
Chung Ming Ng SoFi Securities (Hong Kong) Limited 2012
Chuen Fai Jeffrey Kung SoFi Securities (Hong Kong) Limited 2012
Syn Yee Ooi SoFi Securities (Hong Kong) Limited 2012
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