Joanna Wai Sze Cheung
張慧施
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanna Wai Sze Cheung (張慧施), a licensed former licensee with CE reference ATM610. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-03-23 | 2012-09-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-03 | 2010-07-17 |