Siu Chit Lau
劉韶哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Chit Lau (劉韶哲), a licensed former licensee with CE reference AOV608. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2023-07-14 | 2024-06-18 |
| SoFi Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2018-11-15 | 2024-06-18 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-07-19 | 2018-11-15 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-07-19 | 2023-07-14 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-25 | 2016-07-08 |