Finet Securities Limited

財華證券有限公司

CE No. AAH574 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Finet Securities Limited (財華證券有限公司), a Hong Kong-based licensed corporation with CE reference AAH574. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 60). Earliest licence on file: 2015-12-17.
Category:: Sell side · Brokerage
Registered address:: 30 Floor, Fortis Tower, 77-79 Gloucester Road, Wanchai
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	2015-12-17	present
Type 9 - Asset management	2015-12-17	present
Type 2 - Dealing in futures contracts	Pre-2003	2019-09-05
Type 4 - Advising on securities	Pre-2003	2004-09-23
Type 5 - Advising on futures contracts	Pre-2003	2004-09-23
Type 6 - Advising on corporate finance	Pre-2003	2004-09-23
Type 9 - Asset management	Pre-2003	2004-09-23

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (60)

Active on date RO only

Name	Activities	First licensed	To
Chun Kin Chan 陳振健	RO 1, 4	2025-09	Present
Stefanie Chi Yin Chan 陳志賢	RO 9	2023-12	Present
Alexander Kwok Leung Tai 戴國良	RO 1, 4, 9	2024-01	Present
Tung Yam 任東	RO 4, 9	2022-07	2025-12
Ho Sing Chow 周浩陞	RO 1, 4 Rep 1, 4	2025-01	2025-05
Xinxiong Zhang 張信雄	RO 1 Rep 1, 9	2020-07	2024-07
On Loy Mow 繆安來	RO 1, 4, 9	2023-05	2023-10
Kwok On Woo 胡國安	RO 1, 2, 4, 9 Rep 1, 2	2018-12	2022-12
Tak Yan Lau 劉德欣	RO 1, 4, 9 Rep 9	2019-03	2022-03
Kwok Chiu Chan 陳國超	RO 9 Rep 9	2020-12	2021-06
Shiu Ki Lee 李紹祺	RO 4, 9	2020-03	2020-06
Chuanghua Yi 易創華	RO 1, 2	2018-11	2020-05
Ming Chun Cheng 鄭銘瑨	RO 4, 9 Rep 9	2019-03	2019-10
Nelson Chun Ho Chu 朱震濠	Rep 1	2019-03	2019-05
Chi Chung Leung 梁志聰	RO 1, 4, 9 Rep 9	2018-03	2019-01
Wing Yee Fung 馮穎怡	Rep 1, 4, 9	2019-01	2019-01
Ming Fu 傅鳴	RO 1, 2	2017-11	2019-01
Matthew Kwun Wai Fong 方貫威	Rep 9	2018-09	2018-09
Chun Yuen Wong 黃振炫	RO 1, 2	2018-02	2018-08
Kin Or 柯堅	Rep 1, 4	2017-07	2018-06
Williams Chung Yin Tung 童忠賢	RO 1, 4, 9	2016-11	2018-06
Kim Ping Li 李儉炳	RO 1, 2, 4 Rep 1, 2, 9	2016-09	2018-01
Shing Kit Cheung 張成杰	Rep 1, 4	2017-06	2017-12
Ut Hoi Kwan 關越海	RO 1, 2, 4 Rep 1, 2	2016-05	2017-07
Godwin Yiu Kai Lee 李耀基	RO 9	2017-03	2017-06
Lam Chak Chan 陳林澤	RO 9 Rep 9	2017-03	2017-06
Bernard Shui Sang Yu 余瑞生	RO 2	2017-03	2017-04
Kate Hiu Ha Lam 林曉霞	RO 1, 2 Rep 1, 2	2015-05	2016-11
Andrew Leung Wai Pang 彭量為	RO 1, 4, 9	2016-03	2016-09
Jay Hemant Bhatt	RO 1, 4, 9 Rep 1	2015-05	2016-07
Shuk Han Mou 繆淑嫻	RO 1, 2	2014-11	2016-04
Gilda May Ying Sze-To 司徒美英	RO 4, 9	2015-12	2016-02
Charles Fat Lam 林發	RO 1, 2	2014-10	2015-04
Cho Yan Hung 洪祖恩	RO 1, 2	2014-07	2014-10
Chi Yan Lo 盧紫茵	RO 1, 2 Rep 1, 2	2011-05	2014-08
Hsiang Ju Chen 陳香如	Rep 1	2014-03	2014-07
Kin Man Wong 黃健敏	RO 1, 2, 4, 5, 6, 9 Rep 1, 2	Pre-2003	2014-07
Samiel Chung Yin Chau 周中彥	RO 1, 2	2013-02	2014-06
Chong Tat Leong 梁宗達	Rep 1	2007-09	2013-05
Kai Ngai Lo 羅啟藝	RO 1, 2 Rep 1, 2	2010-03	2013-02
Mitsuru Hanai 花井滿	Rep 1, 2	2007-07	2013-02
Hoi Tong Ng 吳海塘	Rep 1, 2	2011-06	2013-02
Masahito Iso	RO 1, 2, 4, 5, 6, 9	Pre-2003	2012-03
Roy Kam Ho Cheng 鄭鑑浩	Rep 1	2011-04	2011-09
Wei-Yueh Liu 劉維岳	Rep 1	2010-06	2011-06
Chi Wing Chuk 卓志永	RO 1 Rep 1, 2	2008-04	2011-05
Sai Chung Li 李世聰	RO 1, 2 Rep 1, 2	2005-10	2011-04
Wai Cheung 張惠	Rep 1, 2	2008-01	2010-12
Sung Hei Chu 朱崇希	RO 1 Rep 1	2008-10	2009-07
Kwok Keung Ng 吳國強	Rep 1	2008-12	2009-07
Yiu Chung Chan 陳耀宗	RO 1, 2 Rep 1, 2	2006-01	2008-08
Micky Ki Chu Chan 陳其曙	Rep 1, 4, 6, 9	Pre-2003	2008-05
Sau Ming Chu 朱秀明	Rep 1	2005-09	2007-07
Hok Fu Chan 陳學夫	Rep 1, 2	2005-09	2006-12
Hon Chung Lai 黎漢忠	Rep 2	2005-12	2006-06
Chun Man Fan 范俊文	Rep 2	2005-11	2006-04
Ho Wong 黃可	Rep 2	2005-10	2006-04
Chu Hung Lau 劉柱洪	Rep 2	2005-12	2006-03
Chong Chi Iu 姚仲池	Rep 1, 2	2005-11	2005-12
Yukiko Endo 遠藤由紀子	Rep 1, 2, 4, 5, 6, 9	Pre-2003	2005-08