Andrew Leung Wai Pang
彭量為
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Leung Wai Pang (彭量為), CE reference ABK028. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China On Securities Limited 中安證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-05 | 2021-10-04 |
| China On Securities Limited 中安證券有限公司 |
RO | Type 9 — Asset management | 2021-01-05 | 2021-10-04 |
| China On Securities Limited 中安證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-28 | 2021-01-05 |
| China On Securities Limited 中安證券有限公司 |
Rep | Type 9 — Asset management | 2020-12-28 | 2021-01-05 |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-18 | 2020-12-01 |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 4 — Advising on securities | 2019-01-16 | 2020-12-01 |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 9 — Asset management | 2019-01-16 | 2020-12-01 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-23 | 2018-02-28 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-06 | 2016-11-23 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-10-06 | 2018-09-18 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 — Asset management | 2016-10-06 | 2018-09-18 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-21 | 2016-10-06 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-21 | 2016-10-06 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-21 | 2016-10-06 |
| China Finance Holdings Limited 中港金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-06 | 2016-09-19 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-06 | 2016-09-19 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 — Advising on securities | 2016-03-07 | 2016-09-19 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | 2016-03-07 | 2016-09-19 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-08-27 | 2016-03-01 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-08-27 | 2016-03-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2015-04-30 | 2015-06-24 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2015-04-30 | 2015-06-24 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 — Asset management | 2013-09-26 | 2015-04-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-08-10 | 2013-09-13 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-15 | 2013-09-13 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-15 | 2012-08-10 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 9 — Asset management | 2011-03-18 | 2013-09-13 |
| MIS Services Limited | RO | Type 9 — Asset management | present | 2007-07-05 |