Masahito Iso
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Masahito Iso ( ), a licensed former licensee with CE reference ABF707. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Mountain Financial Limited 金山金融有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-25 | 2019-04-18 |
| Golden Mountain Financial Limited 金山金融有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-03-30 | 2019-04-18 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2012-03-28 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2012-03-28 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-09-23 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-09-23 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-23 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | present | 2004-09-23 |