Kin Or
柯堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Or (柯堅), a licensed former licensee with CE reference AVH692. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-18 | 2018-06-29 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-18 | 2018-06-29 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-29 | 2017-02-22 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-29 | 2017-02-22 |
| SDIC Securities (Hong Kong) Limited 國投證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-19 | 2016-11-11 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-18 | 2016-02-12 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-16 | 2015-08-15 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-04 | 2012-02-17 |