Kate Hiu Ha Lam
林曉霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kate Hiu Ha Lam (林曉霞), a licensed former licensee with CE reference ABG384. This person has 19.4 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-22 | 2024-04-22 |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-03-22 | 2024-04-22 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-01 | 2023-03-22 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-02-01 | 2023-03-22 |
| Nerico Brothers Limited | RO | Type 1 - Dealing in securities | 2017-11-02 | 2022-05-05 |
| Nerico Brothers Limited | RO | Type 2 - Dealing in futures contracts | 2017-11-02 | 2022-05-05 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2017-09-13 | 2017-11-02 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2017-09-13 | 2017-11-02 |
| China Finance Holdings Limited 中港金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-04 | 2016-11-04 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-04 | 2016-11-04 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-06-04 | 2016-11-04 |
| China Finance Holdings Limited 中港金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-26 | 2015-06-04 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-26 | 2015-06-04 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-26 | 2015-06-04 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 1 - Dealing in securities | 2014-08-07 | 2015-05-15 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-08-07 | 2015-05-15 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-25 | 2014-08-07 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-07-25 | 2014-08-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-21 | 2014-07-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-16 | 2014-07-19 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-04-16 | 2006-01-31 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-22 | 2004-03-31 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-10-22 | 2004-03-31 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-22 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-10-22 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-04 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-04 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-04 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-04 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kate Hiu Ha Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Gordon Cheuk Lun Chan | Nerico Brothers Limited | 2017–2022 |
| Hiu Ha Chak | Nerico Brothers Limited | 2017–2022 |
| Ka Ho Lam | Nerico Brothers Limited | 2017–2022 |
| Chi Ling Wong | Planetree Futures Limited | 2023–2024 |
| Chun Li | Nerico Brothers Limited | 2017–2021 |
| Wing Hon Mok | Nerico Brothers Limited | 2017–2022 |
| Siu Wai Ho | Nerico Brothers Limited | 2017–2022 |
| Benson Ping Sun Tong | Nerico Brothers Limited | 2017–2022 |
| Joseph Yat Fu Wong | Nerico Brothers Limited | 2017–2022 |
| Ping Tong Yu | Nerico Brothers Limited | 2017–2022 |
| Siu Wing Chan | Nerico Brothers Limited | 2017–2022 |
| Grand Bing Kwan Tong | Nerico Brothers Limited | 2017–2022 |
| Wai Lun Fong | Nerico Brothers Limited | 2017–2022 |
| Chi To Lung | Nerico Brothers Limited | 2017–2022 |
| Chung Yip | Nerico Brothers Limited | 2017–2022 |
| Yuen Chun Lai | Nerico Brothers Limited | 2017–2022 |
| Shuh Po Lee | Nerico Brothers Limited | 2017–2022 |
| Sau Wah Tang | Nerico Brothers Limited | 2017–2022 |
| Siu Nin Chau | Nerico Brothers Limited | 2017–2022 |
| King Ying Chan | Nerico Brothers Limited | 2017–2022 |