Hoi Tong Ng
吳海塘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Tong Ng (吳海塘), a licensed former licensee with CE reference ATO885. This person has 6.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-28 | 2017-04-26 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-28 | 2017-04-26 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-03 | 2013-02-08 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-03 | 2013-02-08 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-19 | 2011-04-27 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-19 | 2011-04-27 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-18 | 2009-12-28 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-18 | 2009-12-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Tong Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.