Jay Hemant Bhatt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jay Hemant Bhatt ( ), a licensed former licensee with CE reference ADR152. Total licence records on file: 39.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-08 | 2025-01-08 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-08 | 2024-05-17 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 4 — Advising on securities | 2023-06-08 | 2025-01-08 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-08 | 2025-01-08 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 9 — Asset management | 2023-06-08 | 2025-01-08 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-08 | 2025-01-08 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-17 | 2023-04-12 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-17 | 2023-04-12 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 9 — Asset management | 2022-06-17 | 2023-04-12 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-21 | 2021-12-29 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-21 | 2021-12-29 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 9 — Asset management | 2020-09-21 | 2021-12-29 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-02 | 2020-09-21 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-02 | 2020-09-21 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-02 | 2020-09-21 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-11 | 2019-03-31 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 4 — Advising on securities | 2017-01-11 | 2019-03-31 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 9 — Asset management | 2017-01-11 | 2019-03-31 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 — Advising on securities | 2015-12-17 | 2016-07-06 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | 2015-12-17 | 2016-07-06 |
| China Finance Holdings Limited 中港金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-26 | 2016-07-06 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-26 | 2016-07-06 |
| China Finance Holdings Limited 中港金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-08 | 2015-05-26 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-08 | 2015-05-26 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 — Advising on securities | 2013-11-26 | 2015-05-04 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2013-09-23 | 2015-05-04 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-22 | 2012-05-28 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 4 — Advising on securities | 2011-09-22 | 2012-05-28 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 9 — Asset management | 2011-09-22 | 2012-05-28 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-14 | 2011-09-22 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-14 | 2011-09-22 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 9 — Asset management | 2011-01-14 | 2011-09-22 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-17 | 2011-01-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-17 | 2011-01-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2010-05-17 | 2011-01-10 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-26 | 2008-06-01 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-20 | 2008-06-01 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 9 — Asset management | 2005-07-20 | 2008-06-01 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-10 |