Shanxi Securities International Asset Management Limited

山證國際資產管理有限公司

CE No. BEN407 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanxi Securities International Asset Management Limited (山證國際資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BEN407. Currently licensed for regulated activity type(s) 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 49). Earliest licence on file: 2015-06-19.
Category:: Buyside · Asset management
Registered address:: Unit A 29/F, Admiralty Center Tower 1, 18 Harcourt Road, Admiralty
Website:
LinkedIn:

Licence history

Activity	From	To
Type 4 - Advising on securities	2015-06-19	present
Type 5 - Advising on futures contracts	2015-06-19	present
Type 9 - Asset management	2015-06-19	present

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (49)

Active on date RO only

Name	Activities	First licensed	To
Biao Guo 郭彪	RO 4, 5, 9	2019-01	Present
Yunsheng Mo 莫云生	RO 4, 9 Rep 4, 5, 9	2026-08	Present
Qihu Song 宋启虎	RO 4, 5, 9	2016-08	Present
Xu Yang 楊旭	RO 9	2020-05	Present
Qiyuan Li 李启媛	Rep 4, 5, 9	2025-07	Present
Li Ma 馬莉	Rep 4, 5, 9	2025-06	Present
Xuankun Li 李旋坤	Rep 4	2025-12	2026-04
Chun Ching Cheng 鄭俊清	RO 4, 5, 9 Rep 4, 5, 9	2024-07	2025-10
Congying Liu 劉聰穎	Rep 4	2025-09	2025-09
Chao Chen 陳超	Rep 4, 5, 9	2020-05	2025-06
Xin Yang 楊昕	Rep 4, 5, 9	2019-07	2025-06
King Tung Ko 高景東	Rep 4	2019-07	2025-06
Leung Fai Yip 葉良暉	Rep 4, 5, 9	2022-03	2025-06
Junfeng Qiao 喬俊峰	RO 4, 5, 9	2018-06	2025-05
Chester Ying Ho Tam 譚英豪	Rep 9	2020-04	2025-05
Yiyi Xu 徐宜宜	Rep 4, 5, 9	2019-10	2025-02
Abe Chi Kuen Tsui 徐志權	RO 4 Rep 4	2022-05	2025-01
Haimo Zhang 章海默	RO 4, 5, 9 Rep 4, 5, 9	2019-08	2025-01
Yonghong Xue 薛永红	RO 4, 5, 9 Rep 4, 5, 9	2019-06	2024-10
Jingwei Wang 王經緯	Rep 4, 5, 9	2022-03	2024-09
Wai Wai Wong 黃瑋瑋	Rep 4, 5, 9	2018-12	2024-06
Yu Rong 戎瑀	Rep 4, 5, 9	2022-11	2024-02
Chunbing Zhang 張春兵	RO 4, 9 Rep 4, 9	2019-06	2023-11
Xinming Zhang 張新明	Rep 9	2019-01	2023-09
Xiaoran Li 李曉然	Rep 4, 5, 9	2022-08	2023-07
Philip Chi Hung Wong 王智雄	RO 4, 5, 9	2019-04	2022-08
Sing Yu Lee 李星宇	Rep 4, 5, 9	2020-02	2022-06
Shing Chung Ip 葉承宗	Rep 9	2020-01	2022-05
Sunny Sheung Lai Tse 謝尚禮	RO 4, 5, 9 Rep 4	2018-12	2022-02
Pak Lam Lo 羅柏林	Rep 4, 5, 9	2020-07	2021-10
Yueyang Cheng 程越洋	Rep 4, 5, 9	2021-05	2021-08
Xiqiang Su 蘇細強	Rep 4, 5	2020-06	2021-06
Lyu Zhou 周律	RO 9	2020-06	2021-04
Ka Fai Liu 廖家輝	Rep 9	2019-06	2021-03
Chun Yim Lam 林駿棪	Rep 9	2019-02	2020-04
On Sang Chiu 丘安生	Rep 4	2019-05	2020-03
Rui Yu 余睿	Rep 4, 9	2019-12	2020-01
Guihong Jiang 蔣桂紅	Rep 9	2019-06	2019-11
Yanling Lin 林燕玲	Rep 4, 5, 9	2015-10	2019-05
Lam Chiu Hui 許林釗	RO 4, 5, 9	2015-06	2018-12
Siu Yeung Luk 陸兆揚	Rep 4, 5, 9	2017-07	2018-11
Dalin Yu 于大林	RO 4, 5, 9 Rep 4, 9	2017-12	2018-10
Chui Yu Yeung 楊翠俞	Rep 4, 5, 9	2018-09	2018-09
Yi Shing Yiu 姚懿成	Rep 4, 5, 9	2017-09	2018-08
Yu Chen 陳裕	RO 4, 5, 9 Rep 4, 9	2016-10	2017-11
Feng Xie 謝峰	Rep 4, 5, 9	2015-07	2017-05
Lingzi Xiao 肖翎子	Rep 4, 5, 9	2015-11	2016-05
Patrick Kam Cheung Fong 方錦章	RO 4, 5, 9	2015-06	2016-04
Wang To Ng 吳宏圖	Rep 4, 5, 9	2016-03	2016-03