Sing Yu Lee
李星宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Yu Lee (李星宇), CE reference BPK686. Currently licensed at 1 firm(s): China Asset Management (Hong Kong) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-21 | present |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-21 | present |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-06-21 | present |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-14 | 2022-06-02 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-14 | 2022-06-02 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-12-14 | 2022-06-02 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-24 | 2022-06-02 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-02-24 | 2022-06-02 |