Ka Fai Liu
廖家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fai Liu (廖家輝), a licensed former licensee with CE reference BOJ750. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-07 | 2023-03-14 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-07 | 2023-03-14 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-19 | 2021-03-17 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-06-19 | 2021-03-17 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-19 | 2021-03-17 |