Chao Chen
陳超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Chen (陳超), a licensed former licensee with CE reference BPQ445. This person has 5.1 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-19 | 2025-06-30 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-05-19 | 2025-06-30 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-05-19 | 2025-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chao Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.