M&G Investments (Hong Kong) Limited

CE No. BBZ004 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for M&G Investments (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference BBZ004. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 10 (total recorded over time: 78). Earliest licence on file: 2014-02-18.

Category:
Buyside · Asset management
Registered address:
Unit 1002, LHT Tower, 31 Queen's Road Central, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2014-02-18 present
Type 4 - Advising on securities 2019-08-30 present
Type 9 - Asset management 2025-10-16 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (78)

Active on date
Name Activities First licensed To
Amy Yee Kee Cho 曹綺琪 RO 1, 4, 9 Rep 1, 4 2024-05 Present
Sin Sin Lo 羅倩倩 RO 1, 4, 9 Rep 1, 4 2024-06 Present
John Allen Wadle RO 9 Rep 1, 4 2020-08 Present
Cheuk Yen Kristy Wong 黃琸殷 RO 1, 4 Rep 1, 4 2024-11 Present
Te Fen Chiu 邱德芬 Rep 1, 4 2024-09 Present
Nicholas James Cunningham Rep 1, 4, 9 2019-10 Present
Jung Tsen Liao 廖容岑 Rep 1, 4 2025-02 Present
Hyun Joon Roh Rep 4 2025-09 Present
Shiu Him Henry Sham 岑劭謙 Rep 1, 4 2024-10 Present
Cheuk Hei Wong 黃卓熙 Rep 1, 4 2025-01 Present
Tae Jong Kang 姜太鐘 Rep 1, 4 2020-12 2026-06
Karen Ka Ying Leung 梁家瑩 Rep 1, 4 2022-12 2026-03
Pierre Chartres Rep 1 2017-11 2026-03
Michael John Dyer RO 1, 4 Rep 1 2019-05 2025-08
Yu-Ting Tsai 蔡毓婷 Rep 1, 4 2022-10 2024-12
Zhongyi Liu 刘众仪 Rep 1, 4 2022-05 2024-11
Han-Hsiang Teng Rep 1, 4 2020-10 2024-10
Tsun Yin Wong 王俊彥 RO 1, 4 Rep 1, 4 2021-02 2024-09
Chang-Chung Lin 林長忠 RO 1, 4 Rep 1, 4 2020-07 2024-03
Grace Sze Huai Yeo Rep 1 2024-01 2024-02
Ka Long Ko 高家朗 Rep 1, 4 2021-10 2023-08
Hao Zhou Rep 1, 4 2020-06 2023-05
David Francis Fishwick Rep 1 2023-01 2023-01
Gautam Ashish Samarth Rep 1 2023-01 2023-01
Jun Sub Kim Rep 1, 4 2022-07 2022-09
Alexander Almendra Araujo Rep 1 2021-10 2021-12
Herman Jan Deetman Rep 1 2021-10 2021-12
Kotaro Miyata Rep 1 2019-05 2021-12
James Edward Tomlins Rep 1 2019-05 2021-12
Yuen Ching Lei 李婉菁 RO 1, 4 Rep 1 2018-12 2021-04
Victoria Audrey Liu 廖卓琦 Rep 1, 4 2018-06 2020-11
Barnaby Leonard Jones RO 1, 4 Rep 1 2018-03 2020-06
Eva Ting Yan Chung 鍾婷欣 Rep 1, 4 2019-07 2020-01
Chee Hoe Tan RO 1, 4 2018-08 2019-11
Richard John Woolnough Rep 1 2018-06 2019-09
Ignace Nam Nguyen Rep 1 2017-01 2019-07
Claudia Calich Rep 1 2019-06 2019-06
Robert Andrew Secker Rep 1 2018-06 2019-06
Ajay Bhupendra Patel Rep 1 2018-09 2019-06
Matthew James Wardle Rep 1 2019-04 2019-04
Wan Chin Koh Rep 1 2016-08 2019-03
Fiona Mary Hagdrup Rep 1 2019-02 2019-02
Craig Moran Rep 1 2019-02 2019-02
Richard Johannes van den Berg Rep 1 2019-02 2019-02
Eunice Phuay Gek Khoo Rep 1 2019-02 2019-02
Chiang Ling Ng Rep 1 2019-02 2019-02
Marcel Johan de Bruijckere RO 1 2014-02 2019-01
William Nicoll Rep 1 2018-11 2018-11
Graziano Creperio Rep 1 2018-10 2018-11
Rafael Alejandro Cerezo Rep 1 2018-02 2018-10
Riccardo Cumerlato Rep 1 2018-10 2018-10
Anuj Babber Rep 1 2018-10 2018-10
Matthew Alan Russell Rep 1 2018-04 2018-10
Benjamin Charles Jones Rep 1 2018-10 2018-10
John Richard Mayhew Rep 1 2018-09 2018-09
Gary Philip Parker Rep 1 2018-09 2018-09
Benjamin James Cherrington RO 1 2018-03 2018-07
Jeik Sohn RO 1 Rep 1 2014-02 2018-07
Christophe Eric Henri MacHu Rep 1 2018-01 2018-05
Juan Antonio Nevado Rep 1 2018-04 2018-04
Nicolo Luigi Carpaneda Rep 1 2018-04 2018-04
Carlo Maria Putti Rep 1 2018-04 2018-04
David Richard Parsons Rep 1 2018-03 2018-03
Christopher John Andrews Rep 1 2018-03 2018-03
Mustafa van Hien Rep 1 2018-02 2018-02
Matthew Guy Ruthven Vaight Rep 1 2018-01 2018-01
Neal John Brooks Rep 1 2017-10 2017-10
John William Olsen Rep 1 2017-09 2017-09
Stefan Isaacs Rep 1 2017-09 2017-09
Anthony Thomas Ching Lai Yeung 楊正禮 Rep 1 2015-10 2017-07
Gaurav Chatley Rep 1 2017-06 2017-06
James Douglas Ross Hamilton Rep 1 2017-06 2017-06
Michael Thomas Kennedy Rep 1 2017-06 2017-06
Carolyn Diana Pearce Rep 1 2016-11 2017-02
Grace Chin-Yin Teh 鄭晶瑩 Rep 1 2015-01 2016-10
Sze Ting Lee 李斯婷 Rep 1 2016-06 2016-06
Andrew Peter Hendry RO 1 2014-02 2015-10
Karen Xu 徐成林 Rep 1 2014-02 2015-10
Showing 1–78 of 78

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司

Related