Carolyn Diana Pearce
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn Diana Pearce, a licensed former licensee with CE reference BIN852. This person has 0.3 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-11-15 | 2017-02-15 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Carolyn Diana Pearce during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jeik Sohn | M&G Investments (Hong Kong) Limited | 2016–2017 |
| Anthony Thomas Ching Lai Yeung | M&G Investments (Hong Kong) Limited | 2016–2017 |
| Marcel Johan de Bruijckere | M&G Investments (Hong Kong) Limited | 2016–2017 |
| Wan Chin Koh | M&G Investments (Hong Kong) Limited | 2016–2017 |
| Ignace Nam Nguyen | M&G Investments (Hong Kong) Limited | 2017 |