Zhongyi Liu

刘众仪
CE No. BOA823 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhongyi Liu (刘众仪), a licensed Representative with CE reference BOA823. Currently licensed at 2 firm(s): Goldman Sachs (Asia) L.L.C., Goldman Sachs (Asia) Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 — Dealing in securities 2025-08-06 present
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 2 — Dealing in futures contracts 2025-08-06 present
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 9 — Asset management 2025-08-06 present
M&G Investments (Hong Kong) Limited Rep Type 1 — Dealing in securities 2022-05-24 2024-11-30
M&G Investments (Hong Kong) Limited Rep Type 4 — Advising on securities 2022-05-24 2024-11-30
J.P. Morgan Broking (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2019-02-01 2021-02-04
J.P. Morgan Broking (Hong Kong) Limited Rep Type 5 — Advising on futures contracts 2019-02-01 2021-02-04

Related