Karen Xu

徐成林
CE No. BBZ014 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Xu (徐成林), a licensed former licensee with CE reference BBZ014. This person has 1.7 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
M&G Investments (Hong Kong) Limited Rep Type 1 - Dealing in securities 2014-02-18 2015-10-20

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Jeik Sohn M&G Investments (Hong Kong) Limited 2014–2015
Andrew Peter Hendry M&G Investments (Hong Kong) Limited 2014–2015
Marcel Johan de Bruijckere M&G Investments (Hong Kong) Limited 2014–2015
Grace Chin-Yin Teh M&G Investments (Hong Kong) Limited 2015
Anthony Thomas Ching Lai Yeung M&G Investments (Hong Kong) Limited 2015
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