James Edward Tomlins
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Edward Tomlins ( ), a licensed former licensee with CE reference BOI295. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-09-27 | 2021-12-01 |
| M&G Investments (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-05-28 | 2019-05-31 |