Neal John Brooks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neal John Brooks ( ), a licensed former licensee with CE reference BLF888. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-10-16 | 2017-10-18 |