BTIG Hong Kong Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BTIG Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference AQO116. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 19 (total recorded over time: 69). Earliest licence on file: 2008-04-15.
- Category:
-
Sell side · Brokerage
- Registered address:
- 18/F, Kinwick Centre, 32 Hollywood Road, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2008-04-15 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (69)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Matthew Robert Faulkner | RO 1 Rep 1 | 2012-09 | Present |
| Trevor Jeffrey Harrison | RO 1 Rep 1 | 2011-04 | Present |
| Tsing Wo Samuel Leung 梁靖和 | RO 1 Rep 1 | 2013-02 | Present |
| Craig Joseph Reilly | RO 1 Rep 1 | 2014-05 | Present |
| Hoi Yi Cheung | Rep 1 | 2025-10 | Present |
| Youn Woo Choi | Rep 1 | 2023-10 | Present |
| Kin Chueng Fung 馮健昌 | Rep 1 | 2025-06 | Present |
| Marcus Ryan Chua Judd | Rep 1 | 2025-07 | Present |
| Yuen On Kwan 關苑安 | Rep 1 | 2018-12 | Present |
| Dave Chi Wai Lam 林志偉 | Rep 1 | 2010-03 | Present |
| Hoi Ying Lau 劉愷凝 | Rep 1 | 2015-08 | Present |
| Eddie Man Yin Li 李文賢 | Rep 1 | 2011-01 | Present |
| Louisa Yun Yun Liu 劉欣欣 | Rep 1 | 2008-04 | Present |
| Timothy John McLaughlin | Rep 1 | 2010-01 | Present |
| Kwok Ming Ng 吳國明 | Rep 1 | 2021-09 | Present |
| Evan Ambrose Walters | Rep 1 | 2025-05 | Present |
| Cheng Feng Weng 翁成峰 | Rep 1 | 2025-06 | Present |
| Ka Hei Yau 游嘉熙 | Rep 1 | 2025-08 | Present |
| Raymond Rui-Zhang Yin | Rep 1 | 2025-05 | Present |
| Freddy Noke | Rep 1 | 2023-01 | 2026-07 |
| David Jonathan Daniel McKechnie | Rep 1 | 2024-07 | 2026-03 |
| Pritish Hitesh Shah | Rep 1 | 2024-06 | 2026-03 |
| Jostein Toi Hing Chan 陳代興 | Rep 1 | 2014-06 | 2025-06 |
| Edward Kai King 金愷 | Rep 1 | 2021-07 | 2025-02 |
| Evan Ting Kuan Li | Rep 1 | 2022-03 | 2024-02 |
| Martin Christof Pankau | Rep 1 | 2013-04 | 2023-06 |
| Wai Chun Ng 吳偉俊 | Rep 1 | 2008-04 | 2023-04 |
| Yu Wei Chang 張佑瑋 | Rep 1 | 2022-01 | 2023-04 |
| Betty Ching Man Ho 何靜雯 | Rep 1 | 2008-05 | 2023-04 |
| Roland Herbert Sharman | Rep 1 | 2016-05 | 2023-04 |
| Britt-Karin Oliver | Rep 1 | 2009-03 | 2022-05 |
| Nguyen Thanh Nguyen | Rep 1 | 2020-01 | 2021-01 |
| Charles Randell Crofton-Atkins | Rep 1 | 2009-04 | 2020-09 |
| Neil Anthony McCann | Rep 1 | 2015-10 | 2020-02 |
| Amanda Man Yee Chang 張文儀 | Rep 1 | 2011-03 | 2019-12 |
| Charles Daniel Wiemer | Rep 1 | 2017-02 | 2019-06 |
| Ka Kit Chan 陳家傑 | Rep 1 | 2015-03 | 2019-05 |
| Jesse Hart Lentchner | RO 1 | 2010-08 | 2019-05 |
| Christian H Kielland | RO 1 | 2008-04 | 2017-08 |
| Chung Ping Raymond Luk 陸頌平 | Rep 1 | 2012-09 | 2017-06 |
| Zihua Zhang 張子華 | Rep 1 | 2016-03 | 2017-06 |
| Rohit Anil Salgaocar | Rep 1 | 2015-01 | 2016-04 |
| Craig Hodge | Rep 1 | 2013-10 | 2015-02 |
| Christopher Lee Chappel | Rep 1 | 2012-11 | 2014-09 |
| Ka Ho Lau 劉嘉豪 | Rep 1 | 2011-03 | 2014-08 |
| Guy Hamilton Robertson | Rep 1 | 2011-11 | 2014-07 |
| Mark Stephen Yetman | Rep 1 | 2011-01 | 2014-01 |
| Fabiano Hugues Joseph Mascolo | Rep 1 | 2011-12 | 2013-11 |
| William Wing Hong Sher 佘穎慷 | Rep 1 | 2013-09 | 2013-11 |
| Andrew Yeng Lee 李英揚 | Rep 1 | 2012-10 | 2013-06 |
| Matthew Ruddick | Rep 1 | 2012-03 | 2013-02 |
| Minja Evelyn Kang | Rep 1 | 2012-07 | 2012-12 |
| Gustino Sebastian de Marco | Rep 1 | 2011-08 | 2012-10 |
| Neil Lionel Newman | Rep 1 | 2011-11 | 2012-09 |
| Travis Robert Colby | RO 1 Rep 1 | 2008-04 | 2012-08 |
| Arthur Michael Jesson | Rep 1 | 2012-04 | 2012-04 |
| Stewart David Strong | Rep 1 | 2010-08 | 2011-10 |
| John Moon Suk Chang | Rep 1 | 2011-01 | 2011-04 |
| Lai Che Wong 黃麗姿 | Rep 1 | 2010-05 | 2010-12 |
| Timothy Tin Ming Lo 盧天明 | Rep 1 | 2008-05 | 2010-09 |
| Nathan Keith Mintz | Rep 1 | 2009-05 | 2010-05 |
| Katharine Hall Tremaine | Rep 1 | 2009-11 | 2010-02 |
| Grant Erskine Tod Mason | RO 1 Rep 1 | 2008-08 | 2010-02 |
| Charles Chi Pang Chen 陳子鵬 | RO 1 | 2008-04 | 2009-12 |
| Alan To Ho 何鍍 | Rep 1 | 2009-08 | 2009-10 |
| Robert Sin Leung Chiu 趙善良 | Rep 1 | 2008-10 | 2009-05 |
| Philip James Carthy | Rep 1 | 2008-05 | 2008-11 |
| Patrice Agnes O'Mara | RO 1 | 2008-04 | 2008-10 |
| Wen Ching Lin 林汶菁 | Rep 1 | 2008-05 | 2008-09 |
Showing 1–69 of 69
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1643 staff - 1 shared activity type - 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 - 1370 staff - 1 shared activity type - 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 1 shared activity type - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 1 shared activity type - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 541 staff - 1 shared activity type - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 462 staff - 1 shared activity type - 花旗環球金融亞洲有限公司
KGI Asia Limited
CE BKJ214 - 452 staff - 1 shared activity type - 凱基證券亞洲有限公司