Timothy Tin Ming Lo
盧天明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Tin Ming Lo (盧天明), a licensed former licensee with CE reference ANQ206. This person has 9.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-23 | 2017-03-31 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-27 | 2013-09-19 |
| BTIG Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-05-19 | 2010-09-13 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-06 | 2007-11-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy Tin Ming Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.