Timothy Tin Ming Lo
盧天明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Tin Ming Lo (盧天明), a licensed former licensee with CE reference ANQ206. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-23 | 2017-03-31 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-27 | 2013-09-19 |
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-05-19 | 2010-09-13 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-06 | 2007-11-03 |