Neil Anthony McCann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Anthony McCann, a licensed former licensee with CE reference ACR495. This person has 13.9 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTIG Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-10-26 | 2020-02-28 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-03-05 | 2015-04-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2015-03-05 | 2015-04-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-30 | 2015-04-30 |
| Mirabaud (Asia) Limited | Rep | Type 1 - Dealing in securities | 2010-08-30 | 2011-04-22 |
| Mirabaud (Asia) Limited | Rep | Type 4 - Advising on securities | 2010-08-30 | 2011-04-22 |
| Virtu ITG Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-04-30 | 2010-05-19 |
| Virtu ITG Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2009-04-30 | 2010-05-19 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-03 | 2009-01-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-03 | 2009-01-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2006-04-03 | 2009-01-22 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-05 | 2004-05-25 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-25 | 2004-05-25 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-25 | 2004-05-25 |
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-01 |
| BGC Securities (Hong Kong) LLC | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-01 |
| BGC Securities (Hong Kong) LLC | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-01 |
| BGC Securities (Hong Kong) LLC | Rep | Type 9 - Asset management | Pre-2003 | 2003-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Neil Anthony McCann during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.