Grant Erskine Tod Mason
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grant Erskine Tod Mason, a licensed former licensee with CE reference ACQ280. This person has 6.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTIG Hong Kong Limited | RO | Type 1 - Dealing in securities | 2009-01-15 | 2010-02-02 |
| BTIG Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-08-13 | 2009-01-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-10 | 2008-07-23 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-31 | 2008-07-23 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 4 - Advising on securities | 2003-07-25 | 2007-04-10 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2003-07-17 | 2007-03-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-14 | 2003-07-17 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-10-18 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-10-18 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-09 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Grant Erskine Tod Mason during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.