Christian H Kielland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christian H Kielland ( ), a licensed former licensee with CE reference AGJ954. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTIG Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2008-04-15 | 2017-08-01 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2004-09-16 | 2008-01-15 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-08-19 | 2008-01-15 |
| ETRADE Securities Limited 億創證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-08-19 | 2007-10-31 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-08-19 | 2008-01-15 |
| ETRADE Securities Limited 億創證券有限公司 |
RO | Type 4 — Advising on securities | 2004-08-19 | 2007-10-31 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-19 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-19 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-19 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-19 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-05 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-05 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-05 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-05 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-05 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-05 |