SBI China Capital Asset Management Limited
軟庫中華金融資產管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SBI China Capital Asset Management Limited (軟庫中華金融資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AOH442. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 36). Earliest licence on file: 2007-10-17.
- Category:
-
Buyside · Hedge fund
- Registered address:
- 4/F, Henley Building, No. 5 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2018-09-18 | present |
| Type 9 - Asset management | 2007-10-17 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (36)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| King Yeung Chan 陳景揚 | RO 4, 9 Rep 4, 9 | 2021-03 | Present |
| Siu Ching Ng 伍少貞 | RO 9 | 2022-01 | Present |
| Wenli Ye 葉文莉 | RO 4, 9 | 2019-09 | Present |
| Pui Yi Ho 何沛誼 | Rep 4, 9 | 2026-04 | Present |
| Yicheng Xing 邢依成 | Rep 4, 9 | 2025-12 | 2026-04 |
| Kin Hang Chow 周健恆 | RO 9 Rep 4, 9 | 2018-12 | 2026-02 |
| Yueyao Li 李玥瑤 | Rep 4, 9 | 2024-03 | 2024-05 |
| James Chun Man Yu 余鎮民 | RO 4, 9 Rep 4 | 2021-04 | 2022-05 |
| David Yam 任卓偉 | RO 9 | 2021-04 | 2022-03 |
| Qinshi Li 李沁詩 | Rep 4, 9 | 2021-08 | 2021-09 |
| Hiu Fung Ngo 敖曉風 | RO 4, 9 Rep 9 | 2019-08 | 2021-05 |
| Tsun Lung Ching 程俊龍 | Rep 4, 9 | 2021-04 | 2021-05 |
| Janice Jhet Yen Chia | RO 4 Rep 9 | 2019-09 | 2021-04 |
| Tony Kam Fung Ching 程錦豐 | RO 4, 9 Rep 9 | 2015-12 | 2021-04 |
| Shing Chi Tse 謝承志 | Rep 4, 9 | 2019-05 | 2020-07 |
| Raymond Wai Ming Chi 池偉明 | Rep 4, 9 | 2019-12 | 2020-06 |
| Ting Kay Ho 何定錤 | RO 4, 9 | 2018-09 | 2019-06 |
| Kwok Chu Edward Chan 陳國柱 | RO 4, 9 | 2016-08 | 2019-01 |
| Cheuk Fung Lam 林卓峰 | Rep 9 | 2018-06 | 2019-01 |
| Chun Hin Lee 李震軒 | Rep 9 | 2018-07 | 2019-01 |
| Yee Fung Yu 余苡蜂 | Rep 9 | 2018-07 | 2019-01 |
| Ka Chun Wong 黃嘉俊 | Rep 9 | 2018-07 | 2018-10 |
| Kin Fai Wong 王健輝 | Rep 9 | 2015-03 | 2018-10 |
| John Wai Tung Lo 盧衛東 | Rep 9 | 2015-03 | 2018-10 |
| Hao Wang 王浩 | Rep 9 | 2017-12 | 2018-04 |
| Ronald Kwok Chien To 杜國鍵 | RO 9 | 2015-02 | 2016-08 |
| Hui Chen Chou 周慧珍 | RO 9 | 2015-08 | 2016-05 |
| Michiel Steenman | RO 9 | 2008-08 | 2015-08 |
| Kam Sing Ting 丁淦星 | RO 9 Rep 9 | 2014-09 | 2015-03 |
| Ruth Nancy Fung 馮蘭施 | RO 9 | 2007-10 | 2014-01 |
| Raymond Chun Kui Jook 祝振駒 | Rep 9 | 2009-12 | 2010-09 |
| Wa Wong 王華 | Rep 9 | 2010-04 | 2010-09 |
| Sin Just Wong 黃森捷 | RO 9 | 2007-10 | 2010-05 |
| Yongzhong Jin 金永忠 | Rep 9 | 2007-10 | 2009-03 |
| Yi-Hsien Wang 王逸賢 | Rep 9 | 2008-03 | 2008-12 |
| Shelly Sean Singhal | RO 9 | 2007-10 | 2008-06 |
Showing 1–36 of 36
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 2 shared activity types - 光大證券投資服務(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 2 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司