Kam Sing Ting
丁淦星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Sing Ting (丁淦星), a licensed Responsible Officer with CE reference AON779. Currently licensed at 1 firm(s): For Wise (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| For Wise (HK) Limited 複智(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-05-13 | present |
| For Wise (HK) Limited 複智(香港)有限公司 |
RO | Type 9 — Asset management | 2026-05-13 | present |
| Duo Asset Management Limited 雙瑩資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-11-13 | 2025-05-12 |
| Duo Asset Management Limited 雙瑩資產管理有限公司 |
RO | Type 9 — Asset management | 2017-04-06 | 2025-05-12 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-02 | 2017-03-21 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 9 — Asset management | 2015-12-11 | 2017-03-21 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 9 — Asset management | 2015-06-12 | 2015-08-13 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-19 | 2015-08-13 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-05-19 | 2015-06-12 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2014-09-17 | 2015-03-31 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-02 | 2014-09-17 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2013-08-07 | 2014-07-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-06 | 2012-08-11 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2011-07-14 | 2011-12-31 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-14 | 2010-02-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-28 | 2010-02-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2008-05-28 | 2010-02-01 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-07 | 2007-04-18 |