RHB Securities Hong Kong Limited
興業金融證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RHB Securities Hong Kong Limited (興業金融證券有限公司), a Hong Kong-based licensed corporation with CE reference ADU220. Current licensed staff on file: 0 (total recorded over time: 538). Earliest licence on file: 2006-11-17.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2022-10-06 |
| Type 4 - Advising on securities | 2006-11-17 | 2022-10-06 |
| Type 4 - Advising on securities | Pre-2003 | 2004-11-25 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-25 |
| Type 9 - Asset management | Pre-2003 | 2004-11-25 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (538)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yuan Tat Lee 李元達 | RO 1, 4 | 2017-08 | 2022-10 |
| Wei Min Loh 盧鍏銘 | RO 1 Rep 1 | 2018-02 | 2022-10 |
| Jerry Yee Meng Low | RO 1 Rep 1 | 2007-01 | 2020-09 |
| Kwok Keung Wong 汪國強 | Rep 1 | 2017-04 | 2020-07 |
| Kai San Ko 高啟申 | Rep 1 | 2013-05 | 2020-06 |
| King Ho Chow 周景豪 | Rep 1 | 2015-02 | 2020-04 |
| Yuk Fung Yip 葉玉鳳 | Rep 1, 4, 6 | 2003-07 | 2020-04 |
| Wung Koon Lau 劉宏觀 | Rep 1 | 2015-12 | 2020-03 |
| Wai Kit Law 羅偉傑 | Rep 1 | 2019-11 | 2020-03 |
| Wai Lam Wong 王偉霖 | Rep 1 | 2019-06 | 2020-03 |
| Teresa Yuk Wah Cheung 張玉華 | Rep 1 | 2015-11 | 2020-03 |
| Yiu Kay Cheung 張耀基 | Rep 1 | 2012-02 | 2020-03 |
| Lai Yan Chow 周麗欣 | Rep 1 | 2017-03 | 2020-03 |
| Pok Yim Kee 祁博彥 | Rep 1 | 2013-06 | 2020-03 |
| Kwok Yi Mok 莫國怡 | Rep 1 | 2013-07 | 2020-03 |
| Sanjiv Singh | Rep 1 | 2015-01 | 2020-03 |
| Man Wai Law 羅文偉 | Rep 1 | 2014-04 | 2020-03 |
| William Hung 洪國晉 | Rep 1 | 2014-10 | 2020-03 |
| Koon Wai Kong 江觀威 | Rep 1 | 2009-07 | 2020-03 |
| Cheong Seng Yap 葉長成 | Rep 1, 4 | 2015-01 | 2020-03 |
| Kwok Pan Pang 彭國彬 | Rep 1 | 2016-05 | 2020-03 |
| Joanna Ka Loy Si 徐嘉來 | Rep 1 | 2006-06 | 2020-03 |
| Chi Kin Li 李子健 | Rep 1 | 2017-06 | 2020-03 |
| Wai Ching Cheung 張惠貞 | Rep 1 | 2015-07 | 2020-03 |
| Sze Cheung Leung 梁思翔 | Rep 1 | 2015-10 | 2020-03 |
| Lin Fong Ng 吳蓮芳 | Rep 1 | 2005-10 | 2020-03 |
| David Chang Yiu Chan 陳燦耀 | Rep 1 | 2009-12 | 2020-03 |
| Yip Shing Lam 林業成 | Rep 1 | 2007-11 | 2020-03 |
| Nai Kan Ho 何乃勤 | Rep 1 | 2015-02 | 2020-03 |
| Tong Lai Hong 洪敦禮 | Rep 1, 4, 6, 9 | Pre-2003 | 2020-02 |
| Ngoi Lai Lau 劉靄麗 | Rep 1 | 2017-03 | 2020-02 |
| Yuen Yin So 蘇苑燕 | Rep 1 | 2015-07 | 2020-02 |
| Chin Ping Tang 鄧展平 | Rep 1 | 2004-03 | 2020-02 |
| Shuk How Tse 謝淑巧 | Rep 1, 4, 6, 9 | Pre-2003 | 2020-02 |
| Ka Fai Ho 何嘉輝 | Rep 1 | 2014-12 | 2020-02 |
| Angel Kam Fung Leung 梁金鳳 | Rep 1 | 2017-03 | 2020-02 |
| Ho Kit Lui 雷浩傑 | Rep 1 | 2019-06 | 2020-01 |
| May May Wong 王薇薇 | Rep 1 | 2007-07 | 2020-01 |
| Yau Wah Shiu 蕭猷華 | Rep 1, 4 | 2009-02 | 2020-01 |
| Ada Man Ling Mak 麥敏玲 | Rep 1 | 2008-03 | 2020-01 |
| Amy Yuen Mai Leung 梁婉媚 | Rep 1 | 2006-07 | 2020-01 |
| Sau Lin Wong 汪秀蓮 | Rep 1 | 2010-12 | 2020-01 |
| Lusanna Suk Ling Chu 朱淑玲 | Rep 1 | 2017-10 | 2020-01 |
| Nguyen Thanh Nguyen | Rep 1, 4 | 2009-09 | 2020-01 |
| Robert Chi Hung Chiu 趙志鴻 | RO 1 Rep 1, 4 | 2012-07 | 2019-12 |
| Ming Sun Chu 朱銘燊 | Rep 1 | 2014-10 | 2019-12 |
| Chi Chung Ho 何志忠 | RO 4 Rep 4 | 2015-01 | 2019-12 |
| Nicholas Hung Trinh 鄭雄評 | RO 1 Rep 1 | 2014-07 | 2019-12 |
| Dan Zhuang 庄丹 | Rep 4 | 2016-04 | 2019-12 |
| Denny Ka Tam 譚嘉 | Rep 1 | 2011-10 | 2019-12 |
| Ka Yeung Ip 葉家楊 | Rep 1 | 2018-07 | 2019-09 |
| Hoi Yan Leung 梁愷欣 | Rep 1 | 2018-09 | 2019-09 |
| Shu Wing Chan 陳樹榮 | Rep 1 | 2016-07 | 2019-09 |
| Cathy Wong 黃韻珈 | Rep 1 | 2007-06 | 2019-09 |
| Wing Hoi Brendan Wu 胡榮海 | Rep 1 | 2019-03 | 2019-09 |
| Janet Ching Wan Choi 蔡青雲 | Rep 1 | 2017-03 | 2019-09 |
| Benson Ning 任俊怡 | Rep 1 | 2016-08 | 2019-09 |
| Hiu Yu Yau 游曉瑜 | Rep 1 | 2017-06 | 2019-09 |
| Man Hoi Yip 葉文開 | Rep 1 | 2013-06 | 2019-09 |
| Hin Yeung Kam 甘顯暘 | Rep 1 | 2015-12 | 2019-09 |
| Koon Biu Pin 卞冠彪 | Rep 1 | 2008-06 | 2019-08 |
| Sze Man Lam 林思敏 | Rep 1 | 2018-09 | 2019-08 |
| Jonathan Ka Choi Tan 陳嘉才 | Rep 1 | 2009-07 | 2019-08 |
| Wing Kin Chung 鍾永健 | Rep 1 | 2018-04 | 2019-08 |
| Qi Tian 田崎 | Rep 1 | 2016-02 | 2019-07 |
| Yujie Li 李玉洁 | Rep 4 | 2014-02 | 2019-06 |
| Tsz Lam Lau 劉紫琳 | Rep 1 | 2016-08 | 2019-06 |
| Man Fai Law 羅文輝 | Rep 1 | 2018-09 | 2019-04 |
| Man Ho Chiu 趙文浩 | Rep 1 | 2014-04 | 2019-04 |
| Wai Man Suen 孫偉文 | Rep 1 | 2012-06 | 2019-04 |
| Taine Ting Hin Ho 何廷軒 | Rep 1 | 2018-10 | 2019-03 |
| Qiwen Chen 陳綺雯 | Rep 1, 4 | 2017-08 | 2019-03 |
| Ka Po Ho 何嘉寶 | Rep 1 | 2012-01 | 2019-03 |
| Wa Chau 鄒華 | RO 1 Rep 1 | 2014-02 | 2019-02 |
| Tai Sheung Cheng 鄭大雙 | RO 1 Rep 1 | 2014-03 | 2019-02 |
| Wai Ming Loke 陸偉明 | RO 1, 4 | 2017-12 | 2019-02 |
| Lai Kin Tong 湯澧鍵 | Rep 1 | 2012-12 | 2019-01 |
| Wing Wing Yan Tong 湯穎殷 | Rep 1 | 2012-12 | 2019-01 |
| Wing Hong Hung 洪榮康 | Rep 4 | 2016-06 | 2018-12 |
| Chi Lok Wong 黃至樂 | Rep 4 | 2016-09 | 2018-12 |
| Norbert Chi Yan Kam 甘志仁 | Rep 1, 4 | 2010-07 | 2018-12 |
| Ching Lee 李青 | Rep 1 | 2016-12 | 2018-12 |
| Yuet Lai Ho 何月麗 | Rep 1 | 2016-10 | 2018-12 |
| Voiron Ko Fung Chor 左高峰 | Rep 1, 4 | 2016-04 | 2018-12 |
| Lap Wai Wong 黃立偉 | Rep 1 | 2012-09 | 2018-12 |
| Yeuk Lan Wong 王若蘭 | Rep 1, 4 | 2016-02 | 2018-12 |
| Ka Wo Yuen 阮嘉和 | Rep 1 | 2013-07 | 2018-12 |
| Kam Fai Leung 梁錦輝 | Rep 1 | 2014-07 | 2018-12 |
| Tik Sun Au 區廸新 | Rep 1 | 2018-07 | 2018-12 |
| Kwun Yea Ma 馬君意 | Rep 4 | 2018-05 | 2018-11 |
| Wing Yi Choi 蔡詠兒 | Rep 1, 4 | 2018-02 | 2018-11 |
| On Yee Tsang 曾安儀 | RO 1 Rep 1 | 2010-09 | 2018-11 |
| Hon Hing Sin 冼漢興 | Rep 1, 4, 6, 9 | Pre-2003 | 2018-11 |
| Dae Suk Hong 洪大錫 | Rep 1 | 2013-06 | 2018-11 |
| Kit Long See 施杰郎 | Rep 1 | 2018-08 | 2018-10 |
| Yun Chak Hui 許潤澤 | Rep 1 | 2018-07 | 2018-10 |
| Wai Shan Chow 周偉山 | Rep 1 | 2014-07 | 2018-09 |
| Man Shan Leung 梁敏珊 | Rep 1 | 2014-07 | 2018-08 |
| Ming Sun 孫明 | Rep 4 | 2016-07 | 2018-08 |
| Chin Ting Cheuk 卓展霆 | Rep 1 | 2015-06 | 2018-08 |
Showing 1–100 of 538