Wai Ming Loke
陸偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Loke (陸偉明), a licensed former licensee with CE reference AIB803. This person has 16.5 years of SFC licence history. Total licence records on file: 32.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-19 | 2021-03-03 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-03-19 | 2024-04-01 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-12 | 2019-02-15 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-12 | 2019-02-15 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 - Advising on securities | 2017-12-12 | 2019-02-15 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-12-12 | 2019-02-15 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-15 | 2017-10-11 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-15 | 2017-10-11 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-15 | 2017-10-11 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-25 | 2017-03-15 |
| NFH Corporate Finance Limited 新金控融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-11-17 | 2017-03-15 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-06-05 | 2015-03-30 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-06-05 | 2015-03-30 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-06-05 | 2015-03-30 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-20 | 2014-06-05 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-20 | 2014-06-05 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-05-20 | 2014-06-05 |
| Chief Financial Capital Limited 致富金融資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-03-14 | 2014-05-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-12 | 2014-05-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-12 | 2014-05-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-03-11 | 2011-11-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-09 | 2011-11-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-07-09 | 2010-03-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-25 | 2009-02-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-25 | 2009-02-28 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2007-07-25 | 2009-02-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-22 | 2007-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-04-22 | 2007-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-03-24 | 2007-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2004-03-24 | 2007-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2004-03-24 | 2007-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2004-03-24 | 2007-03-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ming Loke during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.