Shuk How Tse
謝淑巧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk How Tse (謝淑巧), a licensed former licensee with CE reference AAB675. This person has 16.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2020-02-14 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-29 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-29 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-29 |