Shuk How Tse
謝淑巧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk How Tse (謝淑巧), a licensed former licensee with CE reference AAB675. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2020-02-14 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-03-29 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-03-29 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-03-29 |