On Yee Tsang
曾安儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for On Yee Tsang (曾安儀), a licensed former licensee with CE reference ALI325. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chung Lee Securities Company Limited 眾利股票有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-27 | 2020-12-15 |
| ZhongHua Finance Capital Co., Limited 中華金融資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-04-27 | 2020-12-15 |
| Aeternus Asset Holdings Limited 永恆資產控股有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-18 | 2019-10-25 |
| Aeternus Asset Holdings Limited 永恆資產控股有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-06-18 | 2019-10-25 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-06 | 2018-11-18 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-23 | 2018-07-06 |
| Hooray Securities Limited 好盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-17 | 2018-04-13 |
| Hooray Capital Limited 好盈融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-07-17 | 2018-01-17 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-31 | 2017-07-17 |
| Hooray Capital Limited 好盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-05-31 | 2017-07-17 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-09 | 2017-03-31 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-09 | 2016-06-14 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-09 | 2017-03-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-25 | 2016-03-02 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-15 | 2016-03-02 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-15 | 2016-03-02 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-04 | 2015-04-08 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-12-04 | 2015-04-08 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-25 | 2013-03-16 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-25 | 2013-03-16 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-25 | 2013-03-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-29 | 2011-05-15 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-29 | 2011-05-15 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-21 | 2010-09-16 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-29 | 2008-11-01 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-05 | 2008-11-01 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-16 | 2007-09-09 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-16 | 2007-09-09 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-14 | 2006-01-02 |