Ming Sun
孫明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Sun (孫明), a licensed former licensee with CE reference AVC988. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-20 | 2021-01-20 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-08 | 2018-08-05 |
| Autonomous Research Asia Limited 見地研究有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-19 | 2016-06-01 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-28 | 2014-10-07 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-28 | 2014-10-07 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-30 | 2012-09-01 |