Wing Wing Yan Tong
湯穎殷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Wing Yan Tong (湯穎殷), a licensed former licensee with CE reference API139. This person has 11.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-07 | 2019-01-15 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-12-07 | 2019-01-15 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
RO | Type 1 - Dealing in securities | 2012-08-31 | 2012-12-01 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-04 | 2012-08-31 |
| SynerWealth Financial Limited 匯心金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-09 | 2011-02-28 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-03 | 2010-03-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Wing Yan Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.