Norbert Chi Yan Kam
甘志仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norbert Chi Yan Kam (甘志仁), a licensed former licensee with CE reference AED823. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-11 | 2018-12-27 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-09 | 2018-12-27 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-26 | 2010-04-27 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-16 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-08-16 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-24 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-05-24 |