Wai Man Suen
孫偉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Suen (孫偉文), a licensed former licensee with CE reference AUX361. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-19 | 2025-10-08 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-06-19 | 2025-06-26 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-08 | 2020-06-01 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-08 | 2020-06-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-08 | 2019-04-01 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-08 | 2019-04-01 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-10 | 2018-05-16 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-01-10 | 2018-05-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-11 | 2017-12-01 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-11 | 2017-12-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-21 | 2012-06-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-22 | 2012-06-01 |