Wai Lam Wong
王偉霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lam Wong (王偉霖), a licensed former licensee with CE reference AEL134. This person has 19.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-01 | 2024-03-22 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-04-01 | 2024-03-22 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-25 | 2020-03-31 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-06-25 | 2020-03-31 |
| China Times Securities Limited 中辰證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-07 | 2018-10-04 |
| China Times Securities Limited 中辰證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-10-09 | 2018-10-04 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-08-28 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2016-08-28 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-05 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-05 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-05 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-05 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Lam Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.