Denny Ka Tam
譚嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denny Ka Tam (譚嘉), a licensed former licensee with CE reference AFO885. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-03 | 2019-12-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-22 | 2011-09-27 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-08 | 2005-10-11 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-04 | 2005-04-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-04 | 2005-04-07 |