Kwun Yea Ma
馬君意
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Yea Ma (馬君意), a licensed former licensee with CE reference AEF918. This person has 3.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-29 | 2018-11-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2006-02-28 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-24 |