Yuk Fung Yip
葉玉鳳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Fung Yip (葉玉鳳), a licensed former licensee with CE reference ABS821. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-23 | 2020-04-07 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-09-28 | 2013-01-23 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-30 | 2011-09-28 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-09-28 | 2007-11-30 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-16 | 2020-04-07 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-16 | 2004-06-08 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-07-16 | 2004-06-08 |
| Prudence Futures Limited 寶豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-04-16 |