RBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RBC Global Asset Management (Asia) Limited (加皇環球資產管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference AAJ650. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 22 (total recorded over time: 189).
- Category:
-
Buyside · Asset management
- Registered address:
- Suites 3007-3011, Level 30, One Pacific Place, 88 Queensway
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-13 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (189)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Derek Tsz To Au 區子韜 | RO 9 Rep 1, 4, 9 | 2015-04 | Present |
| Clement Yue Sun Cheng 鄭禹新 | RO 1 Rep 1, 4, 9 | 2014-01 | Present |
| Maya Funaki | RO 9 Rep 1, 4, 9 | 2015-01 | Present |
| Yangho Soh 蘇良鎬 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-01 | Present |
| Xiaolin Sun 孫小琳 | RO 1, 4, 9 Rep 1, 4 | 2021-08 | Present |
| Mark Baker | Rep 1, 4 | 2026-04 | Present |
| Seung Hoon Cha 車承勳 | Rep 1, 4 | 2018-07 | Present |
| Siguo Chen 陳思果 | Rep 1, 4, 9 | 2017-12 | Present |
| Mark Charles David Dowding | Rep 1, 4 | 2025-04 | Present |
| Cornelius Gilbert | Rep 1, 4, 9 | 2024-09 | Present |
| Robert Alasdair Edward Johnson | Rep 1, 4, 9 | 2025-03 | Present |
| Polina Kurdyavko | Rep 1, 4 | 2026-04 | Present |
| Christopher Siu Lun Lai 黎紹倫 | Rep 1, 4, 9 | 2015-11 | Present |
| Mung Sze Lai 黎夢詩 | Rep 1, 4 | 2021-02 | Present |
| Sze Wai Lam 林絲惠 | Rep 1, 4 | 2019-11 | Present |
| Ye Lu | Rep 1, 4, 9 | 2020-02 | Present |
| Wenxu Ou 歐文栩 | Rep 1, 4, 9 | 2018-09 | Present |
| Ka Yee Joanna Poon 潘嘉怡 | Rep 1, 4 | 2023-09 | Present |
| King Wa Shing 成京華 | Rep 1, 4 | 2023-09 | Present |
| Yuen Man So 蘇婉雯 | Rep 1, 4, 9 | 2016-11 | Present |
| Qian Yu 余謙 | Rep 1, 4, 9 | 2021-12 | Present |
| Yue Zhu 朱悦 | Rep 1, 4, 9 | 2026-07 | Present |
| Mayur Raoul Nallamala | RO 1, 4, 9 Rep 1, 4, 9 | 2013-08 | 2026-05 |
| Blair Maxwell Reid | Rep 1, 4 | 2025-09 | 2025-09 |
| Illya Zyskind | Rep 1, 4 | 2025-05 | 2025-05 |
| Yuya Hashinaga | Rep 1, 4, 9 | 2022-04 | 2025-02 |
| Tin Ho Ko 古天皓 | Rep 1, 4, 9 | 2021-09 | 2024-06 |
| Xuanhao Wen 文炫皓 | Rep 1, 4 | 2020-03 | 2023-07 |
| David Ping Huo | Rep 1, 4, 9 | 2005-03 | 2022-10 |
| Tomonori Kaneko 金子友紀 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-01 | 2021-05 |
| Junhua Xia 夏俊華 | RO 1, 4 Rep 1, 4, 9 | 2016-10 | 2021-05 |
| Noriko Okada | Rep 1, 4, 9 | 2019-10 | 2021-04 |
| Ken Wai Ming Tam 譚偉明 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-09 | 2020-12 |
| Po Fong 方寶 | Rep 1, 4 | 2018-05 | 2020-07 |
| Hang Wah Tong 唐杏華 | Rep 1, 4 | 2018-04 | 2019-08 |
| Chaoran Su 蘇超然 | Rep 1, 4 | 2019-01 | 2019-08 |
| Jeremy Bruce Richardson | Rep 1, 4 | 2016-05 | 2019-07 |
| Ho Yin Wong 王浩然 | Rep 1, 4 | 2018-10 | 2019-03 |
| Tracey Danielle Wahlberg | Rep 1, 4, 9 | 2015-12 | 2019-01 |
| Shaoxuan Yang 楊劭軒 | Rep 1, 4, 9 | 2016-04 | 2018-07 |
| Helen Man Loke 陸敏 | Rep 1, 4, 9 | 2013-01 | 2018-05 |
| Un Un Wong | Rep 1, 4 | 2017-09 | 2018-03 |
| Vanessa Luong 梁美雲 | RO 1, 4, 9 | 2015-02 | 2017-12 |
| Lisa Jane Stuart | Rep 1, 4 | 2017-01 | 2017-08 |
| Bik Yee Chan 陳碧兒 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-08 |
| Hayes Chan 陳昶曦 | Rep 1, 4 | 2016-05 | 2017-08 |
| Kwok Kei Chan 陳國基 | Rep 1, 4, 9 | 2014-09 | 2017-08 |
| Man Fung Chan 陳文鳳 | Rep 1, 4 | 2007-10 | 2017-08 |
| Mei Wah Chan 陳美華 | Rep 1, 4, 9 | 2011-09 | 2017-08 |
| Fang Cheng Chang 莊芳征 | Rep 1, 4 | 2011-04 | 2017-08 |
| Yee Man Chau 周綺文 | Rep 1, 4 | 2013-07 | 2017-08 |
| Chih Cheng Chen 陳志成 | Rep 1, 4, 9 | 2012-12 | 2017-08 |
| Tien Yum Timothy Cheng 鄭天任 | Rep 1, 4 | 2017-04 | 2017-08 |
| Wai Lung Chiu 趙偉隆 | Rep 1, 4 | 2017-05 | 2017-08 |
| Zoe Kit Yee Choi 蔡潔儀 | Rep 1, 4, 9 | 2014-08 | 2017-08 |
| Ignatius Kum Kong Chong 鍾金剛 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-09 | 2017-08 |
| Chun Ming Chor 左峻銘 | Rep 1, 4 | 2013-07 | 2017-08 |
| Po Chuen Chu 朱寶全 | Rep 1, 4 | 2013-07 | 2017-08 |
| Ting Hong Ho 何鼎康 | Rep 1, 4 | 2014-03 | 2017-08 |
| Sin Ting Lai 黎倩婷 | Rep 1, 4 | 2017-06 | 2017-08 |
| Lorraine Sien-Yue Lam 林倩如 | Rep 1, 4, 9 | 2014-05 | 2017-08 |
| Sim Hing Joliot Lam 林嬋卿 | Rep 1, 4, 9 | 2015-12 | 2017-08 |
| Wai Ngar Lam 林慧雅 | Rep 1, 4 | 2014-08 | 2017-08 |
| Wai Shing Lam 林韋成 | Rep 1, 4 | 2013-07 | 2017-08 |
| Phoebe Li Wa Law 羅莉華 | Rep 1, 4, 9 | 2014-09 | 2017-08 |
| Edward Po Wai Lee 李步偉 | Rep 1, 4 | 2014-08 | 2017-08 |
| Rosanna Tsz Kwun Lee 李旨坤 | Rep 1, 4 | 2013-07 | 2017-08 |
| Yu Sang Lee 李裕生 | Rep 1, 4 | 2013-07 | 2017-08 |
| Derek Ying Wai Leung 梁英偉 | Rep 1, 4 | 2017-02 | 2017-08 |
| Wai On Lo 盧偉安 | Rep 1, 4, 9 | 2016-04 | 2017-08 |
| Hoi Shi Lung 龍凱詩 | Rep 1, 4, 9 | 2014-08 | 2017-08 |
| Michael Wai Yin Ma 馬偉賢 | Rep 1, 4, 9 | 2015-01 | 2017-08 |
| Calvin Cheuk Sing Ng 吳卓乘 | Rep 1, 4 | 2015-05 | 2017-08 |
| Wing Chi Ng 吳詠芝 | Rep 1, 4 | 2017-01 | 2017-08 |
| John James Roberts | RO 4 Rep 1, 4 | 2013-07 | 2017-08 |
| Duncan Chiu Yin She 佘超賢 | Rep 1, 4 | 2013-07 | 2017-08 |
| Andy Yat Chun Sun 辛逸俊 | Rep 1, 4 | 2017-03 | 2017-08 |
| Ho Shan Mary Shirley Tang 鄧浩珊 | Rep 1, 4, 9 | 2015-12 | 2017-08 |
| Mei Ling Tsang 曾美玲 | Rep 1, 4, 9 | 2014-09 | 2017-08 |
| Benjamin Adam Willis | Rep 1, 4 | 2017-05 | 2017-08 |
| Anita Hui Wong 王慧 | Rep 1, 4, 9 | 2015-09 | 2017-08 |
| Cheuk Hang Wong 黃卓恆 | Rep 1, 4, 9 | 2012-08 | 2017-08 |
| Si Man Wong 黃思敏 | Rep 1, 4, 9 | 2014-08 | 2017-08 |
| Yufei Yang 楊宇飛 | Rep 1, 4 | 2013-07 | 2017-08 |
| Amy Choi Fung Yeung 楊才鳳 | Rep 1, 4 | 2017-02 | 2017-08 |
| Lai Yee Yeung 楊驪貽 | Rep 1, 4, 9 | 2012-08 | 2017-08 |
| Shuk Yi Rita Yeung 楊淑儀 | Rep 1, 4 | 2017-05 | 2017-08 |
| Wai Pong Yu 余惠邦 | Rep 1, 4, 9 | 2015-08 | 2017-08 |
| Shuk Yi Chow 周淑儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-06 |
| Albert King Man Tsui 徐敬文 | RO 1, 4, 9 Rep 1, 4, 9 | 2008-11 | 2017-06 |
| Sze Man Law 羅詩敏 | Rep 1, 4 | 2015-12 | 2017-05 |
| Mian Wang 王勉 | Rep 1, 4, 9 | 2015-09 | 2017-05 |
| Cho Wai Wong 黃祖蔚 | Rep 1, 4 | 2015-12 | 2017-05 |
| Peter James Goldsworthy | Rep 1, 4 | 2017-02 | 2017-03 |
| Man Nei Chan 陳文鈮 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-05 | 2017-02 |
| Gerard Sean Cassidy | Rep 1, 4 | 2016-03 | 2017-02 |
| Soumyanshu Bhattacharya | Rep 1, 4 | 2017-02 | 2017-02 |
| Chun Pang Tsang 曾振鵬 | Rep 1, 4 | 2013-07 | 2017-01 |
| Jackie Chung Kei Wong 黃頌琪 | Rep 1, 4, 9 | 2014-06 | 2016-12 |
| Wai Kay Wong 黃偉基 | Rep 1, 4 | 2013-07 | 2016-12 |
Showing 1–100 of 189
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