Jeremy Bruce Richardson

CE No. BHL344 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeremy Bruce Richardson (), a licensed former licensee with CE reference BHL344. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
RBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2019-07-04 2019-07-05
RBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2019-07-04 2019-07-05
RBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2016-05-24 2016-05-26
RBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2016-05-24 2016-05-26

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